NISM SERIES II A - REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS (CORP) EXAM-4
| Q1.When the Buy Back offers is through a Book Building Process, the offer shall remain open for a minimum period of ___ days and a maximum of 30 days. |
| 7 |
| 10 |
| 15 |
| 20 |
| Q2.The yield to maturity method is a popular way of measuring the return of a bond investment. |
| True |
| False |
| Q3.____ are the conditions based on which stock exchange will allow securities of a company to be traded. |
| Clearing and Settlement conditions |
| Trading Requirements |
| Membership conditions |
| Listing requirements |
| Q4.A company declares a 40% dividend on its shares of face value Rs 10. The current market price of the share is Rs 80. Calculate the Dividend Yield. |
| 50% |
| 200% |
| 5% |
| 12.50% |
| Q 5. A company declares a 60% dividend on its shares of face value Rs 5. The current market price of the share is Rs 200. Calculate the Dividend Yield. |
| 3% |
| 9.50% |
| 2.50% |
| 1.50% |
| Q6.Bankers to the issue are appointed by ____. |
| The investors |
| The Issuer ( Company ) |
| The Lead Manager |
| SEBI |
| Q7.Delivery Instruction Slip (DIS) form has the name, address, and DP id pre-printed on it - State True or False? |
| False |
| True |
| Q8.In a fixed price issue the price of the shares is decided according to the formula defined by SEBI - State True or False? |
| True |
| False |
| Q 9. Once a share certificate is dematerialized, it does not have a distinctive identity in terms of share certificate number or distinctive numbers folio numbers - State True or False? |
| True |
| False |
| Q10.The stocks which underlie a DR issue are held by ____. |
| SEBI |
| Depository Bank/ (Local Custodian) |
| FII's |
| The Foreign Bank managing the issue |