NISM SERIES II A - REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS (CORP) EXAM-3
| Q1.The government uses ____ to borrow for the short-term. |
| Treasury Bills |
| Commercial Paper |
| Certificates of Deposit |
| CBA |
| Q2.To whom is the Rights Issue of shares made? |
| To HNI shareholders only |
| To the promoters only |
| To the existing shareholders only |
| To new shareholders only |
| Q3.Under the Depository Act, the physical securities that are dematerialized are required to be destroyed by the __. |
| R&T Agent |
| Depository |
| Depository Participant |
| Investor |
| Q4.When an investor opens a depository account with a DP, which of the below options is NOT possible? |
| receiving regular statements on their holdings in the account |
| transacting in securities |
| receiving dividend and interest |
| None of the above |
| Q5.A Debenture that was issued at a face value of Rs 500 has a current market value of Rs 580. The coupon rate is 10% pa. Calculate the half-yearly interest the debenture holder will receive. |
| Rs 58 |
| Rs 29 |
| Rs 50 |
| Rs 25 |
| Q6.Anchor Investors are Qualified Institutional Buyers who make an application for a value of ___ rupees or more in a public issue made through the book-building process. |
| One crore |
| Two crore |
| Five crore |
| Ten crore |
| Q7.The credit of Demat shares or dispatch of refund order should be completed within 7 working days of the closure of the public issue - State True or false ? |
| True |
| False |
| Q8.FCCB means Foreign Currency Convertible Bond - State True or False? |
| True |
| False |
| Q9.In a decreasing interest rate scenario, callable bonds are a safer option for the issuers - State True or False ? |
| True |
| False |
| Q 10. On dematerialization, the name of the ____ is entered in the Register of Members. |
| Investor |
| Depository |
| Depository Participant |
| Issuer |