SEBI - Investor Certification Examination

SEBI - Investor Certification Examination

 36

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Q 31. Against whom should investors complain about SCORES?

Against competitors

Against friends and family

Against SEBI

Against government agencies
 
Q 32. Where can investors inquire about the status of a complaint lodged with SEBI?

From friends and family

From newspapers

From the SEBI helpline

From social media influencers
 
Q 33. Where can investors find names and addresses of various Registrar of Companies, official liquidators, National Company Law Tribunal (NCLT), etc.?

SEBI website

Local community centers

Newspapers

Social media platforms
 
Q 34. To whom should investors reach out for grievances, not under Sebi's purview?

SEBI

RBI, IRDAI, PFRDA, and MCA

Stock exchanges

Legal advisors
 
Q 35. What assistance is provided regarding procedures such as opening Demat/client accounts?

Legal representation

Technical support

Financial planning

Marketing assistance
 
Q 36. What information can investors obtain regarding lost, forged, or fake shares?

Financial performance

Legal representation

Technical support

Information on what to do
 
Q 37. In which industry does grievance redressal specifically pertain to securities market issues?

Banking industry

Insurance industry

Pension industry

Manufacturing industry
 
Q 38. Which industry is primarily responsible for grievance redressal in matters related to banking services?

Securities market

Banking industry

Insurance industry

Real estate industry
 
Q 39. Which industry handles grievance redressal for issues related to insurance policies?

Securities market

Banking industry

Insurance industry

Healthcare industry
 
Q 40. In which industry does grievance redressal focus on matters concerning pension schemes?

Securities market

Banking industry

Insurance industry

Education industry
 

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