NISM Mutual Fund Exam Paper 4
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Q (1): The function of distributor and RTA is |
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Updated NAV |
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Maintain the records of the investor |
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Issuing and re-purchasing transaction of units |
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Sending the Annual account statement of Mutual Fund |
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Q (2): The highest rating given by CRISIL is |
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AAA |
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ABB |
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AAA* |
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A++ |
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Q (3): The legal responsibility for the accuracy of the statements made in the offer document lies with |
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SEBI |
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the AMC |
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AMFI |
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the Company Law Board |
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Q (4): The most appropriate measure of returns for a scheme in existence for several years is: |
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Simple Return |
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Dividend Return |
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(C) Annualized Return |
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CAGR |
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Q (5): The networth of an asset management company should be greater than |
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Rs.100 Crores |
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can be decided by the Sponsor |
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should be atleast Rs. 10 Crores at all times |
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should be greater than Rs.10 Crores |
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Q (6): The offer document for a scheme should describe how the NAV of the scheme is to be computed |
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(A) True |
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(B) False |
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Q (7): The performance of a fund is largely measured by the success of |
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the marketing function |
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the operations function |
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the portfolio market function |
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none of the above |
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Q (8): The role of an AMC is to act as |
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promoters |
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investment managers |
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distribution agents |
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regulators |
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Q (9): The tenure of an Indira Vikas Patra is |
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7 years |
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6 years |
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5 years |
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3 years |
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Q (10): Tier I pension account is withdrawal |
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(A) True |
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(B) False |
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Q (11): Trail commission is calculated on the net assets attributable to the units sold by the distributor |
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(A) True |
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(B) False |
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Q (12): Under the provision of SARFAESI Act 2002, where a transaction of securitization is registered? |
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Registrar of Companies |
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Registrar of Assurances |
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Registrar of Firms |
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Registrar of Central Registry |
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