×

Q (1): Suresh see's that his friends are investing in a finance scheme which is promising very high returns (a ponzi scheme). He also blindly invests in the same scheme. Which bias is Suresh exhibiting?

 Herd mentality

 Loss Aversion

 Confidence bias

 Anchoring



Q (2): According to guidelines given by SEBI, every mutual fund scheme should have a minimum of _ investors.

 10

 20

 25

 50



Q (3): Identify the FALSE statement(s) - A - Authorised signatories have to sign the request for transactions of institutional investors in mutual funds B - Even if the Memorandum of Association and Articles of Association does not permit invest in mutual funds, the company can invest in mutual fund on the basis of a Board Resolution

 Statement A is False

 Statement B is False

 Both statements A and b are false



Q (4): How often does a mutual fund disclose the information on Total Expense Ratio charged to a mutual fund scheme and where is this published?

 Daily - on the mutual fund website

 Weekly - on the mutual fund website

 Once a month in the fund Factsheet

 Once a year when it makes the mandatory disclosures to SEBI and AMFI


Q (5): In whose beneficial interest is a mutual fund managed?

 Trustees

 Unit holders

 Sponsors

 AMC


Q (6): What is the investment of a constant amount at regular intervals in a mutual fund scheme called ?

 Systematic Withdrawal Plan

 Systematic Transfer Plan

 Value Investing

 Systematic Investment Plan


Q (7): The party in whose favour the Units are pledged is called a ____ .

 Pledger

 Pledgee

 Pledge

 Pledion


Q (8): With respect to model portfolio for Senior Citizens, it will not have any exposure to equity - State True or false ?

  True

  False


Q (9): If a Segregated portfolio is created, it shall be effective from ___ .

 the day of credit event

 seven days prior to the credit event

 one year from the date of the credit event

 the day that security was bought in the portfolio


Q (10): The loss booked from a debt investment of 15 months can be set off against __ .

 Long term capital loss

 Short term capital loss

 Short term capital gain or long term capital gain

 It cannot be set-off



Click here to View with Answer >