NISM Series II B - Registrar and Transfer Agents (MF) Certification Paper10
| Q1.Why do investors in convertible debentures usually accept lower coupon rates? |
| Due to the possibility of a higher coupon rate in future |
| Due to the possibility of capital appreciation on conversion |
| Debentures |
| Bonus shares |
| Q2.Can a minor execute a PoA? |
| Yes |
| No |
| Mutual Fund products |
| Mutual Fund schemes |
| Q3.The day of transaction matters because __ . |
| the day has to be auspicious |
| markets and mutual funds do not work every day |
| It is as per banking rules |
| It makes the debenture offer attractive to investors |
| Q4.In the case of open-ended mutual funds, the ongoing purchases and redemption are based on __. |
| the face value |
| the NAV |
| Through custodians |
| Through distributors |
| Q5.__ contribute the initial funds which are required to start and run a business. |
| Promoters |
| Domestic Financial Institutions |
| Commerce Ministry |
| Finance Ministry |
| Q6.Which type of funds invests in markets other than Indian financial markets? |
| Balanced Funds |
| Hybrid Funds |
| PAN number |
| KYC detail |
| Q7.__ is the identity of the investor in the records of the mutual fund. |
| Folio number |
| Registered address |
| right to subscribe to the preference shares of a company |
| right to subscribe to the equity shares of a company |
| Q8.When compared to lump-sum investments, the SIP investments are usually ___. |
| larger |
| smaller |
| RBI |
| Ministry of Corporate Affairs |
| Q9.Asset Management Company (AMC) is the ____ of the mutual fund. |
| investment manager |
| sponsor |
| 21 |
| 25 |
| Q10.Share splits are allowed only for __. |
| Equity shares |
| Preference shares |
| A preference share does not have a fixed maturity |
| A preference share enjoys preference |