NISM Series II B - Registrar and Transfer Agents (MF) Certification Paper 13
| Q1.For a nonfinancial transaction, the transaction slip is to be signed by __. |
| only the first holder |
| by any holder |
| Q2.Foreign Currency Convertible Bonds (FCCBs) are bonds issued by Indian companies and subscribed to by a non-resident in foreign currency - State True or False? |
| True |
| False |
| Q3.Which type of risk does a Gilt Fund have? |
| Credit Risk |
| Interest Rate Risk |
| Q4.For which purpose is the Offer Document filed with SEBI? |
| for Validation |
| for Approval |
| Q5.On completion of a New Fund Offer (NFO) allocation, when is the NAV set at face value? |
| On the NFO close date |
| On the NFO open date |
| Q6.State True or False - Mutual funds pay dividends in cash. |
| True |
| False |
| Q7.Association of Persons undertakes a set of activities as defined by the terms of their _____ . |
| Deed |
| Memorandum |
| Q8.Generally, a bond with a higher credit rating will ____. |
| be offered by NIFTY group companies |
| have a long tenure |
| Q9.Whose approval has to be obtained by the sponsor to appoint the trustees? |
| RBI |
| AMFI |
| Q10.Who does the transactions on behalf of the Hindu Undivided Family (HUF)? |
| The Father |
| The Father or Mother |