NISM SERIES II A - REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS (CORP) EXAM-8
| Q1.In case of loss of certificate subsequent to an off-market deal, the request for issue of duplicate has to be made by the ___. |
| Buyer |
| Holder |
| either the buyer or holder |
| R&T agent |
| Q 2.IRDA regulates the activities of the insurance industry only - State True or False? |
| True |
| False |
| Q 3.Rights shares, if subscribed to, maintains the investors proportionate holding of the investor in the company - State True or False? |
| True |
| False |
| Q4.The Authorised capital of the company can be raised if the company wants to increase the capital once it is fixed - State True or False? |
| True |
| False |
| Q5.The denomination in which equity capital is issued is called____ |
| Coupon Value |
| Market Value |
| NAV |
| Face Value |
| Q6.The IEPF is funded by unpaid dividends remaining unclaimed for at least ___. |
| 3 years |
| 5 years |
| 7 years |
| 10 years |
| Q7.The price of at which rights shares are issued is decided by __. |
| SEBI |
| Registered Shareholders |
| Company |
| Lead Manager |
| Q 8. Interest is paid on debt instruments as a percentage of ___. |
| Market Value |
| Discounted Value |
| Face Value |
| Future Value |
| Q9.To debit a Demat account, the account holder has to provide ___. |
| payment instruments like cheques |
| invoice |
| Delivery Instruction Slip (DIS) |
| clearing and settlement instructions |
| Q10.What are Market Trades? |
| Trades are done on a One on One basis and settled outside the exchange. |
| Trades are done in exchange but settled outside the exchange. |
| Trades which are done in an exchange and settled in the exchange clearing and settlement process |
| None of the above |