Q 1. ______ is the most relevant factor for comparing performance of liquid funds of similar category offered by various mutual fund houses.
Q 2. ________ ensures that the information contained in the scheme related documents (SID and SAI) are fully complied with.
Q 3. __________ is a Passive Fund.
Q 4. A Floating interest rate is _______ .
Q 5. A Mutual Fund scheme gives a return of 10 % and the beta of that scheme is 0.5. The risk free return is 7.5%. What is the Treynor Ratio of this scheme ?
Q 6. A top performing scheme within a category _______ .
Q 7. Among these funds, which will have the lowest Interest Rate Risk?
Q 8. An investor gives a local cheque of Rs 3 crore for investment in Gilt scheme at 11.30 am. What would be the applicable NAV for this investment ?
Q 9. As per SEBI Code of Conduct, mutual fund schemes portfolios should be managed in the interest of _______ .
Q 10. As the complete exposure is to a single sector, Sector Funds are high on _____ .
Q 11. Calculate the Average holding period if the portfolio turnover ratio is 25 percent.
Q 12. Commodities as an asset class does not include __________ .
Q 13. For a VALUE FUND, the minimum investment in equity and equity related instruments is 50% of the total assets. State whether True or False?
Q 14. Gold futures contract ________ .
Q 15. Identify from the following practices, which is/are NOT an approved practice by a registered mutual fund distributor?
Q 16. Identify the document which authorizes a company to invest in a specific mutual fund?
Q 17. Identify the FALSE statement. 1. Arbitrage funds can invest in both Futures/Options(F&O) and cash markets 2. The only objective of an Arbitrage fund is to provide capital appreciation 3. Arbitrage funds have lower risk compared to Equity Funds
Q 18. Identify the FALSE statement/s with respect to benchmarks for mutual fund schemes. A. A Multi-Cap fund can have Nifty 500 index as its benchmark B. A Multi-Cap fund can have BSE Sensex as its benchmark
Q 19. Identify the information which is NOT included in the Statement of Additional Information (SAI).
Q 20. Identify the true statement with respect to 'Unclaimed Dividend' and redemption amounts in mutual fund schemes.
Q 21. Identify the TRUE statement with respect to Time Horizon to the financial goal.
Q 22. Identify the true statement(s) - A) An Addendum must accompany the KIM B) Addendum is considered to be a part of the Scheme Related Documents
Q 23. Identify the TRUE statement/s -
Q 24. Identify the TRUE statements - A) Unsystematic risk is measured by its Beta B) The diversified stock index has a Beta of 1 C) An investment with a beta of 0.7 will move 7 percent when markets move by 10 percent
Q 25. Identify which of these statement/s is / are CORRECT.
Q 26. If an investor wants to get updated monthly performance and portfolio data on mutual funds, which of the following documents should he read?
Q 27. In case of _______ , the Net Asset Value has to be declared for upto 4 decimal points.
Q 28. In the case of a Sectoral Fund, the minimum investment in equity and equity related instruments of a particular sector of total assets should be _____ .
Q 29. In which of these cases will the 'lock-in' in a retirement fund be lower than the prescribed 5 years ?
Q 30. Information under Foreign Account Tax Compliance Act (FATCA) is to be provided ______ .
Q 31. Long term capital loss from an investment can be set off against _____ .
Q 32. Mr. Mohit has filled up a application form for subscribing to a mutual fund scheme. However the address mentioned in the application form is different from the address provided at the time of KYC compliance. Which address will be included in the mutual funds records once the KYC compliance is validated?
Q 33. Mr. X invests in a liquid fund at 4 pm and the funds are not available for investments the same day. What will be the applicable NAV in this case for allotment of units ?
Q 34. Mutual funds must publish their unaudited accounts once every six months ______ .
Q 35. On which of the following factors does returns from an international fund depend on?
Q 36. Redemption proceeds has to be paid to the mutual fund unit holders within the time specified by _____ from time to time.
Q 37. SEBI has regulations pertaining to restrictions on the investment policies of mutual fund schemes for ensuring that _____ .
Q 38. State True or False - The Thematic funds will always have a wider exposure than Sector funds.
Q 39. The __________ is used by the fund manager to communicate their views on the economy and the markets to the investors
Q 40. The auditor appointed to audit the scheme accounts is the same as the auditor of the AMC accounts - State True or False ?
Q 41. The empanelment of a mutual fund distributor by an Asset Management Company can be terminated ______ .
Q 42. The function of mutual fund scheme related documents includes ______ .
Q 43. The Key Information Memorandum (KIM) is an abridged version of which of these documents?
Q 44. The mechanism used to ensure that the cutoff timing is strictly followed is called _________.
Q 45. The Net Asset Value (NAV) of a segregated portfolio has to be declared on a ______ .
Q 46. The Securities Transaction Tax levied on re-purchase of units of debt mutual funds is _____ .
Q 47. These debt mutual funds have been arranged from lowest risk to highest risk. Identify the risk which we are discussing : 1. Liquid Funds 2. Money market funds 3. Medium term bond funds
Q 48. What are the guidelines issued by AMFI for intermediaries known as?
Q 49. What is Indexation ?
Q 50. What is the investment range for the mutual fund house to invest in debt instruments for a Balanced Hybrid Fund?
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