Q 1. Merger occurs when two companies combine together to form a new enterprise altogether, and neither of the previous companies survives independently - State True or False ?......
Q 2. The money market which deals with bonds and deposits is regulated by the _______
Q 3. One of the criteria which has to be satisfied by a company which wants to come out with a public issue in the 'Fast Track Issue ' process is that the company has redressed at least _____ of the total shareholder / investor grievances or complaints re
Q 4. Merchant Banking operations were first started by ________ in India in the year 1967
Q 5. Warrants may be issued along with public issue or rights issue of specified securities provided that the tenure of such warrants shall not exceed 24 months from their date of allotment in the public/rights issue - State True or False ?
Q 6. ________ are the activities performed by a Merchant Banker I - Merger and Acquisition II - Stock Trading III - Printing and Distribution of application forms IV - Issue of debt securities
Q 7. An issue shall be opened after at least ______ working days from the date of registering the red herring prospectus with the Registrar of Companies
Q 8. Government securities are issued by the _______ in India
Q 9. Warrants may be issued along with public issue or rights issue of specified securities provided that the tenure of such warrants shall not exceed _____ months from their date of allotment in the public/rights issue
Q 10. ________ is an application containing an authorization to block the application money in the bank account, for subscribing to an issue
Q 11. Derivatives are investment vehicles where people with similar investment objective come together to pool their money - State True or False ?
Q 12. A public issue can be declared to be closed even if ______ of it is subscribed.
Q 13. A merchant banker proposes to carry out some major changes in its control but has not informed SEBI about the proposed changes Will such an action affect the certificate of registration of the merchant banker?
Q 14. As per regulation 6(1) of the SEBI ICDR Regulations, an issuer may make an IPO, if it has net tangible assets of at least _______ , calculated on a restated and consolidated basis, in each of the preceding three full years (of twelve
Q 15. PQR wishes to apply to SEBI to become a merchant banker What is the minimum net worth required for this purpose?
Q 16. The Qualified Institutional Placement shall be made at a price not less that the average of the weekly high and low of the closing prices of the equity shares of the same class quoted on the stock exchange during the ______ weeks preceding the releva
Q 17. In cases, where there is a devolvement on underwriters, the merchant banker has to ensure that the notice for devolvement containing the obligation of the underwriters is issued within a period of _____ days from the date of closure of the issue
Q 18. A listed company coming out with a Rights issue need not file the draft offer document with SEBI - State True or False ?
Q 19. According to SEBI SAST regulations, the open offer for acquiring shares to be made by the acquirer shall be for at least ________ of total shares of the target company, as of 10th working day from the closure of the tendering period
Q 20. How can a company buy-back its shares or other specified securities ?
Q 21. As per the SEBI ICDR Regulations, subject to proper compliance's with the Act and the Regulations, a public issue or a rights issue may be opened within _____ months from the date of issuance of the observations by SEBI
Q 22. The non-refundable fees payable to SEBI are prescribed in the SEBI (Substantial Acquisition of shares and takeovers SAST) Regulations for an open offer of above Rs 5000 crore is Rs25 crore plus 001 per cent of the portion of the offer size in excess
Q 23. Every merchant banker shall submit to SEBI complete particulars of any transaction for acquisition of securities of anybody corporate whose issue is being managed by that merchant banker within _______ days from the date of entering into such transac
Q 24. As per SEBI ICDR Regulations, to make an initial public offer, the issuer company should have net tangible assets of at least _______ in each of the preceding three full years of which not more than 50% are held in monetary assets
Q 25. For purpose of granting registration to an applicant, SEBI takes into account the ldquo;Criteria for fit and proper personrdquo; as given under the ____________
