Q 1. _______ are investment management firms catering to ultra-high net worth households providing them customized investment management solutions.
Q 2. A company's market beta is 1.25 and the risk free rate is 6 percent. What is the estimated equity return as per CAPM if the market risk premium in the country is 9 percent ?
Q 3. A not ordinarily resident is present in India for a period of ______ or more but less than 182 days during the previous year.
Q 4. Who is a 'Discretionary portfolio manager'?
Q 5. Identify the TRUE statement with respect to Bonds.
Q 6. What type of disciplinary action can be taken as per the SEBI (Prohibition of Insider Trading) Regulations?
Q 7. With respect to equity markets, what does Impact Cost mean?
Q 8. Which of the following is a step in the portfolio management process?
Q 9. The funds can be classified based on the investment objective like ______.
Q 10. The residential status of partner or member during the previous year is not relevant for ______.
Q 11. Open interest is a measure of ______.
Q 12. In which asset class can one find categories like Small Cap, Large Cap and Mid Cap?
Q 13. Every transfer of a capital asset does not gives rise to taxable capital gains because ______.
Q 14. The ______ in future makes it a risk free investment.
Q 15. Investors in the _________ phase should not approach a PMS firm which is famous for generating high growth for the wealth of investors?
Q 16. The gains arising from the transfer of securities held in the investee company can be classified based on ______.
Q 17. A ___________ is a trust that pools the savings of a number of investors who share a common financial goal.
Q 18. The overseas funds availing fund management services from India based managers is designated as ______.
Q 19. The measure of performance which divides the portfolio's risk premium by the portfolio's beta is the _________.
Q 20. ______ are ethical standards for calculating and presenting investment performance based on the principles of fair representation and full disclosure.
Q 21. Identify the TRUE statement with respect to market price of a bond and YTM.
Q 22. The section 2(28B) of Income-tax Act,1961 deals with _______.
Q 23. Identify which of these is a big challenge in the creation of a customized benchmark?
Q 24. A debt security has been assigned a credit rating of BBB. This means that this security is _______ .
Q 25. As per SEBI Regulations on fees, what is the high watermark for a PMS scheme?
