NISM Series II B - Registrar and Transfer Agents (MF) Certification Paper 12
| Q1.Can an investor in a mutual fund request for a change of name under which he or she has invested? |
| Yes |
| No |
| Sectoral Funds |
| Commodity Funds |
| Q2.The formula for calculating Dividend Yield is Dividend Per Share divided by the Current market price - State True or False? |
| True |
| False |
| trustees |
| investors |
| Q3.The full form of STT is ___. |
| Speculation Transaction Tax |
| Securities Transaction Tax |
| Debenture holders |
| Preference shareholders |
| Q4.NAV of Day T includes portfolio value of Day _ and unit capital of day __. |
| T, T+1 |
| T, T-1 |
| by the first and second holder |
| by all unit holders as per the mode of holding |
| Q 5.KYC once completed, is valid across all mutual funds and all the other SEBI-registered intermediaries - State True or False? |
| True |
| False |
| Default Risk |
| Credit Risk |
| Q6.A Mutual fund can request additional information for processing change of bank details in the form of all of the following except - |
| IFSC code |
| AMC attestation |
| for Verification |
| for Certification |
| Q 7.In a mutual fund, the ____ is the person who is holding the folio. |
| manager |
| beneficiary |
| On the Inception date |
| On the collection completion date |
| Q8.Who appoints the AMC of a Mutual Fund? |
| The Trustees |
| The Sponsors |
| Agreement |
| Charter |
| Q9.Does exit load have the effect of increasing the redemption price for the investor - True or False? |
| True |
| False |
| pay lower interest rates |
| pay higher interest rates |
| Q10.Do most closed-ended funds run for a year only - State True or False? |
| True |
| False |
| SEBI |
| Finance Ministry |