NISM Series II B - Registrar and Transfer Agents (MF) Certification Paper 02
| Q 1.A change in the authorized signatories of an institutional investor has to be accompanied by a copy of the board resolution for the same - State True or False? |
| True |
| False |
| Q 2.According to the regulations, the information in Offer Document has to be provided in __ parts. |
| 2 |
| 3 |
| 4 |
| 5 |
| Q3.Calculate the NAV per unit if the net assets of the funds are Rs 500 crore and the number of units outstanding is 25 crore. |
| Rs 12500 |
| Rs 0.05 |
| Rs 20 |
| Rs 25 |
| Q4.Change in corporate status refers to the change from ____. |
| a private limited company to a public limited company |
| a partnership firm into a private limited company |
| Both of the above |
| None of the above |
| Q5.Debt instruments can be listed and traded on the secondary markets - State True or False? |
| True |
| False |
| Q6.During the NFO the investors buy units at __. |
| NAV |
| Market value |
| NFO price |
| Market Index |
| Q7.FRE is charged to the fund at the end of the financial year - State True or False? |
| True |
| False |
| Q8.High yield debt funds are also known as ____. |
| ELSS Funds |
| Floating rate funds |
| Dollar-denominated funds |
| Junk bond funds |
| Q9.How many people can jointly invest in a mutual fund scheme folio? |
| 2 |
| 3 |
| 4 |
| 5 |
| Q10.Investments in SIP can be on a __ basis. |
| monthly |
| quarterly |
| yearly |
| All of the above |