NISM SERIES II A – REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS (CORP) EXAM-5

Q 1.A Stabilising Agent can only buy shares and that too only for a period of 30 days from the date on which the shares are listed and traded – StateTrue or False?
  True
  False

 

Q2.Equity capital gives returns from ____ and __ for the investor.
Interest, Dividends
Dividends, Capital Appreciation
Bonus, Interest
Loans, Advances

 

Q 3.In a Public offer of shares, all application forms have to be accompanied by the abridged prospectus – State True or False?
  True
  False

 

Q4.SEBIís regulations apply to government securities – State True or False?
  True
  False

 

Q 5. The two ways a company can conduct a public issue of shares are Fixed price issue and Book built issue – State True or False?
  True
  False

 

Q6.The value of a Mutual Fund scheme unit cannot go below its face value – State True or False?
  True
  False

 

Q7.___ maintains and updates the list of beneficial owners of the shares of a company.
 Depository
Depository Participant
 R&T agents
 Issuer Company

 

Q 8. Companies prefer equity capital because it is less expensive – State True or False?
  True
  False

 

Q 9.If the ____ issue is fully subscribed to. it will not change the proportionate holdings of the shareholders.
 Rights
 Public
 Preferential
 All of the above

 

Q10.Residual Profits are generally distributed to the equity shareholders in the form of ____.
 Dividend
 Interest
 Fixed amount
 ESOP

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