NISM Mutual Fund - 1
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- NISM MUTUAL FUND 0%
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Question 1 of 100
1. Question
1 pointsIn the context of NPS portfolio allocation based on Investors age is known as
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Question 2 of 100
2. Question
1 pointsThe minimum holding period for capital gains to qualify as long term in the case of ETF-Gold scheme is
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Question 3 of 100
3. Question
1 pointsWhich of the following is incorrect?
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Question 4 of 100
4. Question
1 pointsAn investor gives a cheque of Rs 2 lacs for investing in a ELSS scheme at 2.30 pm at a Mutual Fund office. The NAV of which day will be applicable to him ?
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Question 5 of 100
5. Question
1 pointsMutual funds investing in money market instruments need to comply with
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Question 6 of 100
6. Question
1 pointsWho is responsible for overall investments of the Fund
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Question 7 of 100
7. Question
1 pointsRisk appetite of investors is assessed through
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Question 8 of 100
8. Question
1 pointsWhich website provides dedicated information regarding mutual funds?
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Question 9 of 100
9. Question
1 pointsWhich of the following is true?
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Question 10 of 100
10. Question
1 pointsIn the mutual funds space, Tracking Error is a metric most often used in the context of ____________.
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Question 11 of 100
11. Question
1 pointsWhat does KRA stand for?
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Question 12 of 100
12. Question
1 pointsAverage Return of an investors portfolio is 55%. The risk free return for the market is 8%. The Beta of the investors portfolio is 1.2. Calculate the Treynor Ratio.
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Question 13 of 100
13. Question
1 pointsYear-wise cash flows going several years into future is a feature of comprehensive financial plan
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Question 14 of 100
14. Question
1 pointsA Growth mutual fund would be expected to invest in
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Question 15 of 100
15. Question
1 pointsNFOs other than ELSS can be open for a maximum of
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Question 16 of 100
16. Question
1 pointsDistribution phase of Wealth Cycle is a parallel of Retirement phase of Life Cycle
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Question 17 of 100
17. Question
1 pointsThe Association of Mutual Funds has introduced KYD which is Known as ________
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Question 18 of 100
18. Question
1 pointsAn investor looking for Capital Appreciation having a high risk tolerance and longterm horizon must invest in
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Question 19 of 100
19. Question
1 pointsThe comparable for a liquid scheme is
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Question 20 of 100
20. Question
1 pointsWhich of the following scheme need not be held for a minimum of 36 months in order to be treated as a Long Term Capital Asset?
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Question 21 of 100
21. Question
1 pointsThe comparable for a liquid scheme is
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Question 22 of 100
22. Question
1 pointsSecurities Transaction Tax is applicable to Debt Schemes
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Question 23 of 100
23. Question
1 pointsThe Appropriate Benchmark for a Banking Fund
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Question 24 of 100
24. Question
1 pointsRGESS offers a rebate to first time retail investors in equity or mutual funds with annual income upto __________
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Question 25 of 100
25. Question
1 pointsThe most appropriate measure of returns for a scheme in existence for several years is ______.
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Question 26 of 100
26. Question
1 pointsPhysical Health Influences Ideal Asset Allocation of an Investor?
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Question 27 of 100
27. Question
1 pointsThe MF Regulations prescribe
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Question 28 of 100
28. Question
1 pointsA man nearing his retirement will be in
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Question 29 of 100
29. Question
1 pointsAn investor in a debt-oriented mutual fund scheme
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Question 30 of 100
30. Question
1 pointsWhat does EUIN stand for?
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Question 31 of 100
31. Question
1 pointsPurchase transaction in Equity Scheme for Rs 1 crore at 11 AM
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Question 32 of 100
32. Question
1 pointsWhich one of the following is True with respect to Custodian
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Question 33 of 100
33. Question
1 pointsA due diligence certificate does not certify that
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Question 34 of 100
34. Question
1 pointsTIER 1 account of New Pension Scheme is known as Pension Account
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Question 35 of 100
35. Question
1 pointsWhat is the contribution of sponsor to net worth of Asset Management Company?
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Question 36 of 100
36. Question
1 pointsAn example of closed end fund
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Question 37 of 100
37. Question
1 pointsInvestors have bought 20 crore units of a mutual fund scheme at Rs 10 each.
An amount of Rs 140 crore, invested in equities, has appreciated by 10%.
The balance amount of Rs 60 crore, mobilized from investors, was placed in bank deposits.
Interest and dividend received by the scheme is Rs 8 crore,
Scheme expenses paid is Rs 4 crore, while a further expense of Rs 1 crore is payable.
Calculate NAV of the scheme?Correct
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Question 38 of 100
38. Question
1 pointsAn example of a derivative security is ______.
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Question 39 of 100
39. Question
1 pointsAn investor who decides to go overweight on equities is taking a
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Question 40 of 100
40. Question
1 pointsRisk free return of the scheme is 5%, and standard deviation is 0.5. Return earned by the scheme is 7%. Sharpe Ratio is
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Question 41 of 100
41. Question
1 pointsA person who is better informed about markets is in a better position to take market risks, than someone who is ignorant about them.
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Question 42 of 100
42. Question
1 pointsAn investor asks you in what order he should list the following schemes, going from the scheme with the least risk to the one with the highest risk. 1)Balanced Fund 2)Index Fund 3)Liquid Fund 4)Pharma Fund
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Question 43 of 100
43. Question
1 pointsA Mutual fund can benefit from economics of scale because of
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Question 44 of 100
44. Question
1 pointsA systematic withdrawal plan is ideal for
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Question 45 of 100
45. Question
1 pointsA technical analyst studies ___________.
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Question 46 of 100
46. Question
1 pointsFinancial Planner is likely to offer advice on all except
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Question 47 of 100
47. Question
1 pointsWhich of the below is a short-term capital asset?
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Question 48 of 100
48. Question
1 pointsSEBI has mandated AMCs to put in place a due diligence process to regulate distributors if they have
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Question 49 of 100
49. Question
1 pointsThe assets of the mutual fund are held by
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Question 50 of 100
50. Question
1 pointsPictorial representation of risk in schemes offered by a Mutual Fund is known as______
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Question 51 of 100
51. Question
1 pointsTrail commissions are linked to valuation of portfolio in the market
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Question 52 of 100
52. Question
1 pointsGenerally, a portfolio that has 70% of its assets invested in stocks would be best suited for:
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Question 53 of 100
53. Question
1 pointsAn index fund manager tries
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Question 54 of 100
54. Question
1 pointsFundamental analysis is an evaluation of the strength of the company’s price-volume charts.
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Question 55 of 100
55. Question
1 pointsConsolidated Account Statement is a single account statement that consolidates financial transactions in all portfolios across Mutual Funds based on _________
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Question 56 of 100
56. Question
1 pointsNAV in a re-investment option comes down after payment of dividend
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Question 57 of 100
57. Question
1 pointsSTP is a combination of SIP and SWP
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Question 58 of 100
58. Question
1 pointsToday’s costs can be translated into future requirement of funds using
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Question 59 of 100
59. Question
1 pointsOn which website can you find the draft Scheme Information Document (SID) of mutual fund scheme(s) that will be launched in the future if approved?
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Question 60 of 100
60. Question
1 pointsWhen expecting a fall in market price, fund managers can reduce the loss in portfolio value by?
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Question 61 of 100
61. Question
1 pointsA mutual fund which deploys its funds in short-term instruments such as Treasury bills, commercial paper, and Certificate of Deposits.
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Question 62 of 100
62. Question
1 pointsAn Investor redeemed units of Gold ETF 20 months after Investment.What is the tax treatment for the capital gains he got?
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Question 63 of 100
63. Question
1 pointsCertificates of Deposits (CDs) are issued by
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Question 64 of 100
64. Question
1 pointsIf 75% of unit holders jointly decide; the services of the AMC can be terminated.
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Question 65 of 100
65. Question
1 pointsHigher the capital base, better the ability to financially take the downsides that come with risk
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Question 66 of 100
66. Question
1 pointsIn case of a minor ,KYC is compulsory for Guardian.
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Question 67 of 100
67. Question
1 pointsMost investor service centre are offices of
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Question 68 of 100
68. Question
1 pointsWho is the authority to issue ARN number ?
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Question 69 of 100
69. Question
1 pointsNAV of a scheme is Rs 10 on Jan 1, 2006 and was Rs 11 after 10 months. What is the annualized return ?
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Question 70 of 100
70. Question
1 pointsEquity Linked Savings Schemes and Rajiv Gandhi Equity Savings Schemes offer tax benefits to investors.
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Question 71 of 100
71. Question
1 pointsWhich of the following is NOT a characteristic of a balance fund?
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Question 72 of 100
72. Question
1 pointsDividend distribution tax is applicable at ___% on investors other than individuals and HUFs
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Question 73 of 100
73. Question
1 pointsCommodities, as an asset class, include
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Question 74 of 100
74. Question
1 pointsAMFI Code of Ethics is meant for
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Question 75 of 100
75. Question
1 pointsDividend distribution tax is applicable at ___% on investors other than individuals and HUFs in case of Debt and Liquid Schemes
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Question 76 of 100
76. Question
1 pointsWho cannot invest in Mutual Fund in India?
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Question 77 of 100
77. Question
1 pointsStatement of Account is to be sent to investors within ___ days of NFO closure
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Question 78 of 100
78. Question
1 pointsConstant amount offered for re-purchase at regular intervals is the concept of
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Question 79 of 100
79. Question
1 pointsBoard of Trustees appoint Custodians for
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Question 80 of 100
80. Question
1 pointsA hybrid fund is one that
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Question 81 of 100
81. Question
1 pointsA company buying plant and machinery is buying
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Question 82 of 100
82. Question
1 pointsAs per SEBI mandate the Minimum networth requirement for AMCs who wish to start operations has been increased to _______ since May 2014.
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Question 83 of 100
83. Question
1 pointsStrategic Asset Allocation is Based on Risk Profiling
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Question 84 of 100
84. Question
1 pointsThe format of the KIM is decided by each fund
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Question 85 of 100
85. Question
1 pointsInvestors in the _____________ should allot a higher proportion to Income Funds.
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Question 86 of 100
86. Question
1 pointsAppeal against SEBI ruling can be filed with
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Question 87 of 100
87. Question
1 pointsAt least TWO THIRD of trustees has to be independent.
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Question 88 of 100
88. Question
1 pointsCash is accepted as a mode of payment for Mutual Fund Investments to the extent of _______
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Question 89 of 100
89. Question
1 pointsPAN Card is compulsory for all MF investments above Rs 50,000 including SIPs
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Question 90 of 100
90. Question
1 pointsWhich of the following withrespect to STT is TRUE?
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Question 91 of 100
91. Question
1 pointsWhich of the following schemes are exempt from paying DDT?
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Question 92 of 100
92. Question
1 pointsCut-off timing guidelines are not applicable for _____.
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Question 93 of 100
93. Question
1 pointsCapital Protection Schemes aim to provide capital protection based on
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Question 94 of 100
94. Question
1 pointsDistributors can time stamp the applications at their office.
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Question 95 of 100
95. Question
1 pointsWhich of the following does a fundamental analyst study?
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Question 96 of 100
96. Question
1 pointsAn investor has sold his investments in a Debt Mutual Fund Scheme two years after buying the units. The profits he earns are classified as _________________.
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Question 97 of 100
97. Question
1 pointsPAN Card is not required for mutual fund investments below Rs 50,000 per mutual fund per financial year, where payment is in cash.
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Question 98 of 100
98. Question
1 pointsSector funds are highly diversified funds
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Question 99 of 100
99. Question
1 pointsA significant benefit of open-end schemes is
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Question 100 of 100
100. Question
1 pointsModel portfolios are a waste of time for financial planners
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