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NISM-Series-XV - Research Analyst Certification Exam

 Chapter 01

NISM-Series-XV - Research Analyst Certification Exam

 Chapter 01
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    Q 1. What is the primary function of a Research Analyst (RA)?
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    Q 2. Where can Research Analysts gathe r economic information?
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    Q 3. What types of factors do Research Analysts consider during the analysis and decision-making process?
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    Q 4. How do Research Analysts obtain company-specific information?
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    Q 5. In what ways do Research Analysts contribute to the decision-making process regarding securities/stocks?
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    Q 6. What is NOT mentioned as a source for collecting economic information?
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    Q 7. describe the role of a research analyst in a nutshell?
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    Q 8. what is one of the key focus areas for Research Analysts in understanding the economy?
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    Q 9. What did economist John Maynard Keynes believe governments could do to impact economic performance?
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    Q 10. What is the primary focus of Sell-side Analysts in the ir research reports?
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    Q 11. Who are the primary clients of Buy-side Analysts?
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    Q 12. What distinguishes Independent Research Analysts from Sell-side and Buy-side Analysts?
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    Q 13. What entities, in addition to research analysts, also provide research reports?
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    Q 14. what is NOT mentioned as a focus area for understanding the economy by Research Analysts?
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    Q 15. What do Research Analysts need to thoroughly understand when analyzing different industries?
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    Q 16. What is NOT mentioned as a part of qualitative understanding of companies?
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    Q 17. Who, may be the most relevant contact for providing insights into a company's performance and plans?
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    Q 18. What does the assumptions made in research reports?
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    Q 19. Does the analogy of cricket players suggest that one should approach understanding companies in the same industry in the same way?
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    Q 20. what does the quantitative understanding of companies involve?
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    Q 21. What is the key point made about companies in the same industry?
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    Q 22. In the cricket analogy, what factors are mentioned as influencing the performance of players?
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    Q 23. Why does the the importance of personal communication with management, despite the availability of information on the internet?
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    Q 24. What is one of the principles mentioned for effective communication with the management of a company?
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    Q 25. What does the assumptions made in research reports?
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    Q 26. According to Mr. Seth Klarman, what sets the price in capital markets?
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    Q 27. How does Warren Buffett differentiate between price and value in investing?
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    Q 28. What is the importance of pre-meeting research before interacting with company management?
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    Q 29. suggest analysts can enhance the ir network for research purposes?
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    Q 30. What is emphasized as a key guideline for analysts when communicating the ir findings to clients?
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    Q 31. what information should be disclosed beforehand if the re is any conflict of interest?
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    Q 32. What is the expected role of Research Analysts (RAs) as described?
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    Q 33. What technology is recommended for use by RAs during interviews and client communication?
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    Q 34. What is the primary objective of valuation?
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    Q 35. What is emphasized as a key guideline for analysts when communicating the ir findings to clients?
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    Q 36. what information should be disclosed beforehand if the re is any conflict of interest?
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    Q 37. What is the expected role of Research Analysts (RAs) as described?
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    Q 38. What technology is recommended for use by RAs during interviews and client communication?
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    Q 39. Why is valuation considered both an art and a science?
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    Q 40. Who bears the risk and enjoys the rewards of ownership in a business venture?
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    Q 41. What is the regulatory authority for Equity Shares?
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    Q 42. What is explicitly excluded from the definition of 'securities' under the Securities Contracts (Regulation) Act, 1956?
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    Q 43. What is the primary purpose of issuing Debentures/Bonds/Notes?
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    Q 44. What is the defining characteristic of Masala bonds?
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    Q 45. In the example provided, which entity issued USD bonds in February 2020?
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    Q 46. describe the role of investors in the Indian securities market?
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    Q 47. What distinguishes Fully Convertible Debentures (FCDs) from othe r types of debentures?
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    Q 48. What is the distinguishing feature of Partly Convertible Debentures (PCDs)?
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    Q 49. What is the common feature of Treasury Bills, Commercial Papers, and Certificate of Deposit mentioned?
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    Q 50. What distinguishes Foreign currency bonds from Masala bonds in terms of currency risk?
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