Q 1. ______ can accept applications for a NFO.
Q 2. _________ contracts are not standardised.
Q 3. A fund manager of a Fund of Funds scheme sees a very good investment opportunity in an Equity share listed on the National Stock Exchange. Can he invest in the same ?
Q 4. A person who is retired and needs monthly income is advised by his distributor to invest in a Real Estate Mutual Fund as it can give very good returns. Should this case be investigated for miselling ?
Q 5. All Asset Management Companies have to strictly abide by WCE - State True or False ?
Q 6. An investor wishes to invest his money in a fund which should give him returns higher than bank saving account rates. His time horizon is one year. The distributor suggests an ELSS fund to the investor. It that a correct suggestion given ?
Q 7. Can a Mutual Fund lend or borrow securities ? State Yes or No
Q 8. Derivative contracts cannot be constructed on which of the following ?
Q 9. For every 1% change in benchmark returns, how much is the change in the scheme's returns can be calculated using _____ of the scheme.
Q 10. Front-end discount in a privately placed debenture should be recognised by the scheme as ________.
Q 11. In a Balance Sheet of a Mutual Fund scheme, which of the following is NOT shown as an asset of the scheme ?
Q 12. In case of long term debt securities, the capital loss is likely to be ________ .
Q 13. Inception date is ___________.
Q 14. Loss due to Interest rate risk / Price risk will be ________ in case of shorter term debt securities.
Q 15. Mr. Rohit makes an investment of Rs 18000 in a Mutual Fund scheme when the NAV was Rs 24.60. How many units did he get ?
Q 16. No mutual fund can invest more than ______ of the net assets of any of its real estate mutual fund schemes in the equity shares or debentures of any unlisted company.
Q 17. Portfolio Management Schemes (PMS) can charge fees based on the returns they have generated for their clients - State True or False ?
Q 18. Securities Transaction Tax is applicable on _______ .
Q 19. The fundamental analyst has estimated the theoretical price of a stock to be Rs 20. It is now trading at Rs 12. What is the margin of safety?
Q 20. The period when on-going transactions are permitted in an open end scheme is called as the 'continuous offer period' - State True or False ?
Q 21. The unit capital of scheme P is Rs 100 and the unit capital of scheme Q is Rs 70. Scheme P return is Rs 10 and the return of scheme Q is also Rs 10. Scheme Q has borrowed funds of Rs 30 and the interest payable is 10%. Scheme P has no borrowed funds.
Q 22. Venture Capital Funds (VCF) invest in shares of __________ .
Q 23. When will Debt Oriented Funds show good appreciation ?
Q 24. Which of the following is / are example/s of computer-based trading?
Q 25. ______ measures the excess returns that a scheme has earned, per unit of risk taken using Standard Deviation.
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