NISM Series II B – Registrar and Transfer Agents (MF) Certification Paper 17

Q1.All communications to the investor are sent to the address as mentioned in the __.
 PAN CARD
 Bank Pass Book
 Application Form
 Transaction Slip

 

Q2.AMCs should have a net worth of at least ___ at all times.
 Rs 25 Crore
 Rs 50 Crore
 Rs 75 Crore
 Rs 100 Crore

 

Q3.An AMC can manage the funds of more than one mutual fund – State True or False?
  True
  False

 

Q 4.An Asset Management Company is set up in the form of ____.
 a trust
 a firm
an investment bank
 a private or public limited company

 

Q5.An equity-oriented fund is one that has invested not less than _ of its funds in equity shares.
 50%
 65%
 71%
 85%

 

Q6.Change in bank details can be requested at the time of redemption or otherwise – State True or False?
  True
  False

 

Q7.Change in the name of the individual holder is not allowed – State True or False?
  True
  False

 

Q8.Cut-off time has been prescribed by ___ for various categories of funds and transactions.
 AMFI
 SEBI
 Respective Mutual Funds
 RBI

 

Q9.Equity shareholders have the right to vote – State True or False?
  True
  False

 

Q10.Do equity shareholders have the right to vote – State True or False?
  True
  False

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