NISM Series II A – Registrars to an Issue and Share Transfer Agents (Corp) Paper 15

Q1. The offer letter for buyback of shares shall be sent to the security holders not earlier than __ days of filing it with SEBI.
 21
 14
 30
 7

 

Q2.To calculate the dividend yield, one must divide the dividend per share by the current market price – State True or False?
  True
  False

 

Q3.Integrity of data _____ .
 is the responsibility of the beneficial owner
 is the responsibility of the Stock Exchange
 should be ensured by the Depository Participant
 should be ensured and it should be protected from damage, loss or misuse by the Depository Participant

 

Q4.The yield to maturity (YTM) method is used for computing the ____.
 maturity value of a bond
creditworthiness of a bond
 coupon of a bond
 return on a bond
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Q5.Bonds, Commercial Paper, and Non-Convertible Debentures are examples of ____.
 Government Capital
 Hybrid Capital
 Equity Capital
 Debt Capital

 

Q6.SEBI can undertake inspection of the books and records of an intermediary, after giving due notice, in the interest of investors – State True or false?
  True
  False

 

Q7.The SEBI (Intermediaries) Regulations, 2008 consolidates the common requirements which apply to all intermediaries – State True or False?
  True
  False

 

Q8.As per the SEBI (Registrars to an Issue and Transfer Agents) Regulations, an R&T agent cannot act as an R&T agent for an associate company – State True or False?
  True
  False

 

Q9.A bond with a higher credit rating will pay ____ interest rates.
 higher
 lower
 credit rating does not affect the interest rates
 None of the above

 

Q10.A private placement of shares is not regulated by SEBI or the Companies Act – State True or False ?
  True
  False

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