NISM SERIES II A – REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS (CORP) EXAM-8

Q1.In case of loss of certificate subsequent to an off-market deal, the request for issue of duplicate has to be made by the ___.
 Buyer
 Holder
 either the buyer or holder
 R&T agent

 

Q 2.IRDA regulates the activities of the insurance industry only – State True or False?
  True
  False

 

Q 3.Rights shares, if subscribed to, maintains the investors proportionate holding of the investor in the company – State True or False?
  True
  False

 

Q4.The Authorised capital of the company can be raised if the company wants to increase the capital once it is fixed – State True or False?
  True
  False

 

Q5.The denomination in which equity capital is issued is called____
 Coupon Value
 Market Value
 NAV
 Face Value

 

Q6.The IEPF is funded by unpaid dividends remaining unclaimed for at least ___.
 3 years
 5 years
 7 years
 10 years

 

Q7.The price of at which rights shares are issued is decided by __.
 SEBI
Registered Shareholders
 Company
 Lead Manager

 

Q 8. Interest is paid on debt instruments as a percentage of ___.
 Market Value
 Discounted Value
 Face Value
 Future Value

 

Q9.To debit a Demat account, the account holder has to provide ___.
 payment instruments like cheques
 invoice
 Delivery Instruction Slip (DIS)
 clearing and settlement instructions

 

Q10.What are Market Trades?
Trades are done on a One on One basis and settled outside the exchange.
Trades are done in exchange but settled outside the exchange.
Trades which are done in an exchange and settled in the exchange clearing and settlement process
 None of the above

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