NISM SERIES II A – REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS (CORP) EXAM-4

Q1.When the Buy Back offers is through a Book Building Process, the offer shall remain open for a minimum period of ___ days and a maximum of 30 days.
 7
 10
 15
 20

 

Q2.The yield to maturity method is a popular way of measuring the return of a bond investment.
  True
  False

 

Q3.____ are the conditions based on which stock exchange will allow securities of a company to be traded.
 Clearing and Settlement conditions
 Trading Requirements
 Membership conditions
 Listing requirements

 

Q4.A company declares a 40% dividend on its shares of face value Rs 10. The current market price of the share is Rs 80. Calculate the Dividend Yield.
 50%
 200%
 5%
 12.50%

 

Q 5. A company declares a 60% dividend on its shares of face value Rs 5. The current market price of the share is Rs 200. Calculate the Dividend Yield.
 3%
 9.50%
 2.50%
 1.50%

 

Q6.Bankers to the issue are appointed by ____.
 The investors
 The Issuer ( Company )
 The Lead Manager
 SEBI

 

Q7.Delivery Instruction Slip (DIS) form has the name, address, and DP id pre-printed on it – State True or False?
  False
  True

 

Q8.In a fixed price issue the price of the shares is decided according to the formula defined by SEBI – State True or False?
  True
  False

 

Q 9. Once a share certificate is dematerialized, it does not have a distinctive identity in terms of share certificate number or distinctive numbers folio numbers – State True or False?
  True
  False

 

Q10.The stocks which underlie a DR issue are held by ____.
 SEBI
 Depository Bank/ (Local Custodian)
 FII’s
 The Foreign Bank managing the issue

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