NISM SERIES II A – REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS (CORP) EXAM-2

Q1.In the case of a Book Built IPO, once the cut-off price is determined, the valid applications are identified – State True or False?
  True
  False

 

Q 2.Rematerialisation of securities has to be completed within ___ days.
 15
 30
 45
 60

 

Q3.The investor is the beneficial owner of the shares held in dematerialized form – State True or False?
  True
  False

 

Q 4. The upper limit of raising capital is called the __ of the company.
 Prime Capital
 Maximum Capital
 Limit Capital
Authorized Capital

 

Q5.What are the Residual Profits of a company?
Profits received from the sale of scrap
The profit that remains in the books after meeting all expenses and provisions
Profits that belongs only to Preference Shareholders
 None of the above

 

Q6.Calculate the Current Yield of a bond whose coupon rate is 8% and the market price is Rs 106.
 8.48%
 9.22%
 7.54%
 6.59%

 

Q7.Company ABC Ltd. has announced a Bonus Issue. Who will provide the list of beneficial owners as on the record date who are entitled to the bonus shares?
The authorized R&T agent
 The DP
 The Depository
 The Stock Exchanges

 

Q8.Credits of securities are received automatically to a beneficiary account only if standing instructions are given by the account holder – StateTrue or False?
  True
  False

 

Q9.Each Depository receipt (DR) will represent one number of underlying shares of the company – State True or False?
  True
  False

 

Q10.In a Qualified institutional placement, the minimum number of allottees should be ___.
at least 2
at least 10
at least 12
at least 15

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