Que. 1 : Q1) The company shall ensure that all the applicable provisions of the scheme and the rules or regulations or guideline issued by the ____________ are complied with before and after the issue of depository receipts.

   1.  a) SEBI

   2.  b) IRDA

   3.  c) RBI

   4.  d) SIDBI

Que. 2 : Q2) Which capital fund means a fund established in the form of a trust or a company including a body corporate?

   1.  a) Working capital

   2.  b) Venture capital

   3.  c) Investment capital

   4.  d) None of these

Que. 3 : Q3) Which of the following is an underlying asset?

   1.  a) Stock(futures)

   2.  b) Currencies(dollar futures)

   3.  c) Commodity(oil futures)

   4.  d) All of the above

Que. 4 : Q4) Calculate the expected rate of return for shares C using Rm(Market rate of portfolio) ?

   1.  a) 15.105%

   2.  b) 15.147%

   3.  c) 15.168%

   4.  d) 15.210%

Que. 5 : Q5) Which of the following is / are specifically excluded from the purview of the AIF Regulations ?

   1.  a) Family Trusts

   2.  b) ESOP Trusts

   3.  c) Employee Welfare Trusts

   4.  d) All of the above